Join a fast-paced, challenging, and collaborative team dedicated to audit quality!
Due to the rapid growth in our SEC practice and our focus on implementing the newly issued quality management standards, we are expanding the National Office team to include a Senior responsible for assisting with the overall administration, direction, and monitoring of the firm’s attest practice and system of quality control. If you are looking for a culture of high performance and access to opportunities to do your best work, we would like to hear from you!
Responsibilities include assisting with UHY LLP’s interactions with regulatory authorities, assisting with all internal and external inspections, providing professional guidance to the practice, and performing data analysis and reporting. This position works directly with the UHY LLP Managing Partner, National Director of SEC and PCAOB Matters, and the UHY LLP Management Committee.
WHAT YOU WILL DO
Monitoring of Quality Control with Leadership
Prepare for and participate in UHY LLP Leadership Committee Meetings, which include the bi-weekly UHY LLP Management Committee (Management Committee) meetings and monthly Attest Leader meetings, including preparing meeting agendas, preparing recurring data for review.
Peer Review and Internal Inspections
Assist with the preparation, coordination, evaluation of results, and remediation associated with the firm’s triennial Peer Review. During the review, assist engagement team members with reviewer questions, research professional standards as necessary to draft responses, and submit responses to reviewers. After completing Peer Review, assist with training and practice alerts to address findings from the review and monitor ongoing remediation of any findings.
Assist with the National Internal Inspections program by being responsible for coordinating the inspections, monitoring the status of inspections, providing training to Regional Inspection Team Leaders, and making arrangements for inspection team visits, when needed. Gather inspection results and prepare annual internal inspection report to present to the Management Committee and partners.
PCAOB and SEC Matters
Responsible for the following critical items for monitoring PCAOB and SEC matters:
U.S. Department of Labor Inspections
Responsible for assisting with the preparation, collection, and summarization of information requested by the U.S. Department of Labor as part of its intermittent employee benefit plan audit inspections. During the inspection, assist engagement team members with reviewer questions, research professional standards as necessary to draft responses, and submit responses to reviewers. Assist with training and practice alerts to address any findings from the final inspection report and monitor any ongoing remediation.
Independence Matters
Responsible for the following critical items for monitoring Independence Matters:
Quality Control Reporting and Other Accounting and Auditing Matters
Responsible for the following practice monitoring items:
AICPA Quality Center compliance and coordination with UHY International
WHAT WE ARE LOOKING FOR
A qualified candidate should possess the following knowledge, skills, and abilities:
WHAT WE OFFER
Software Powered by iCIMS
www.icims.com